Empowering your business to go public with confidence, compliance, and clarity.

This is a high-value strategic service that top CA firms and Big 4 highlight as part of their capital markets & IPO advisory practice.

Why It Matters

An Initial Public Offering (IPO) is a transformative milestone for any company, providing access to:

• Capital for expansion and growth
• Enhanced brand credibility & visibility
• Liquidity and exit opportunities for promoters & investors
• A stronger corporate governance framework

However, the IPO journey is complex, involving SEBI, ROC, stock exchanges, merchant bankers, auditors, and legal advisors. Without proper planning, companies face delays, compliance issues, or even rejection of their IPO applications.

Our IPO Services

IPO Feasibility Study

• Assess readiness of financials, governance, and business model
• Gap analysis against SEBI (ICDR) Regulations and Companies Act
• Guidance on corporate restructuring (capital, MOA/AOA changes, group consolidation)

IPO Procedure Advisory

• Advisory on choosing between Main Board vs. SME IPO
• Coordination with Merchant Bankers, RTA, Legal Advisors, Auditors
• Drafting & reviewing Draft Red Herring Prospectus (DRHP) & Red Herring Prospectus (RHP)
• Assistance in obtaining in-principle approvals from Stock Exchanges & SEBI
• Guidance on due diligence, corporate governance, and internal controls

IPO Compliance & Filings

• ROC filings related to IPO (e.g., MGT-7, AOC-4, PAS forms)
• SEBI Compliances - ICDR, LODR, and continuous disclosure requirements
• Assistance in pre-IPO placement, allotment & listing compliance
• Setting up investor grievance redressal & compliance mechanisms
• Support in post-listing compliance with stock exchanges & SEBI regulations

Why Choose FinnovateAI?

• Capital Market Expertise – Advisory led by seasoned CAs with deep IPO & listing experience
• End-to-End Partner – From feasibility ? DRHP ? SEBI/ROC filings ? post-listing compliance
• Investor-Ready Advisory – Tailored support for VCs, PE investors & promoters
• Big 4 Benchmark Standards – Professional governance and disclosure quality
• Time-Bound Execution – Fast, compliant, and structured IPO support

Our Process

• Feasibility Study – Evaluate IPO readiness (financial, legal, and compliance aspects)
• Restructuring Support – Align capital, MOA/AOA, and governance with SEBI requirements
• Appointment of Intermediaries – Merchant banker, RTA, legal advisors, auditors
• DRHP & RHP Preparation – Drafting, vetting, and SEBI review support
• ROC & SEBI Filings – Filing required forms and obtaining approvals
• Listing & Post-IPO Compliance – Continuous disclosure & reporting support

Who Needs It?

• High-growth startups & SMEs exploring SME IPO route
• Private & Public Companies aiming for Main Board listing
• Investor-backed enterprises planning exit via IPO
• Family-owned businesses scaling up to institutional funding
• Corporate groups undergoing restructuring or expansion